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Senior Executive, Operations Compliance Assurance

07/11/19 17:11
Kuala Lumpur
Job Type:
Full Time
Start Date:
Job Purpose
The purpose is to  perform, monitor and assist to establish control mechanism for AML and compliance activities with the objective of meeting the regulatory and internal guidelines
The candidate also serve as a contact point to handle Compliance related matters for Operations Division which covers the tracking, planning, documenting and monitoring the closure of the compliance review and audit review issues
  • Review Operations Department’s Standard Operating Policies and Procedures in relation to Risk and Compliance matters which covers Anti Money Laundering (AML), Fraud, Anti-Bribery, Market Conduct, Missing Policyholders, Personal Data Protection, Outsourcing Control etc where necessary to ensure compliance
  • Assist in the identification of control weaknesses, recommending, documenting and implementing where applicable solutions and controls for future improvements with the relevant Operations Dept
  • Assist in the investigation of reported AML, fraud, bribery, market conduct etc.
  • Assist in preparation of administrative reporting and tracking, presentation slides and training where relevant
  • Provide advisory to Operations Departments on Compliance, Risk and Audit issues which includes managing the assignment/project/ issues/ system enhancement and testing till closure
  • Adhoc administrative/ Project assigned from time to time
  • Candidate must possess at least a Diploma or Degree in any field.
  • At least 2-3 year(s) of working experience in the related field is required for this position.
  • Proficient in MS Office Applications
  • Experience in Insurance Operations Compliance, Risk, Audit and Regulatory Requirement
  • Experience in documenting and implementing Risk and Compliance processes and control
  • Possess good command of English and Bahasa Malaysia language both oral and written
  • Full-Time position(s) available.

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